{
  "authors": [],
  "basis": {
    "capacity": "per tonne of liquid primary aluminium (the dataset's basis); no plant size"
  },
  "benchmarks": [
    {
      "dataset": "aluminium-prebake-electrolysis",
      "expression": "(emission:CF4 + emission:C2F6) / product:aluminium",
      "family": "aluminium",
      "kpi": "al-pfc",
      "problem": "1 to kg/t needs core's foundation.units (pip install 'cheme-as-code[units]')",
      "reference": {
        "basis": "unallocated",
        "conditions": {
          "region": "EU",
          "technology": "point feeding, anode effects < 0.1 to 0.5 per pot-day of 0.5 to 2 min"
        },
        "id": "bref-nfm-al-modern-pfc",
        "note": "For modern plants with point feeding and process control. Not independent of aluminium-1, whose anode effect frequency and duration come from the same paragraph.",
        "range": [
          0.01,
          0.1
        ],
        "source": {
          "accessed": "2026-11-05",
          "citation": "Cusano, G., Rodrigo Gonzalo, M., Farrell, F., Remus, R., Roudier, S., Delgado Sancho, L. (2017) Best Available Techniques (BAT) Reference Document for the Non-Ferrous Metals Industries. JRC Science for Policy Report EUR 28648 EN, doi:10.2760/8224",
          "kind": "bref",
          "locator": "Section 4.2.3.2.3, p. 401",
          "url": "https://eippcb.jrc.ec.europa.eu/sites/default/files/2020-01/JRC107041_NFM_bref2017.pdf"
        }
      },
      "status": "unchecked",
      "title": "PFC (CF4 and C2F6) to air per t of primary aluminium",
      "unit": "kg/t",
      "value": null
    },
    {
      "dataset": "aluminium-prebake-electrolysis",
      "expression": "emission:CO2 / product:aluminium",
      "family": "aluminium",
      "kpi": "al-process-co2",
      "problem": "1 to t/t needs core's foundation.units (pip install 'cheme-as-code[units]')",
      "reference": {
        "basis": "unallocated",
        "conditions": {
          "region": "global",
          "technology": "prebake cells (CWPB and SWPB), Tier 1 default",
          "year": 2000
        },
        "id": "ipcc-2006-al-prebake-tier1",
        "note": "The source gives one default factor, 1.6 t CO2/t Al, with an uncertainty of +/- 10 %; the range is that stated uncertainty, not a margin of ours. It includes CO2 from pitch volatiles and packing coke of anode baking (Table 4.10, footnote 7).",
        "range": [
          1.44,
          1.76
        ],
        "source": {
          "accessed": "2026-11-05",
          "citation": "IPCC (2006) 2006 IPCC Guidelines for National Greenhouse Gas Inventories, Vol. 3 Industrial Processes and Product Use, ch. 4 Metal Industry Emissions, prepared by the National Greenhouse Gas Inventories Programme, Eggleston, H.S. et al. (eds), IGES, Japan",
          "kind": "other",
          "locator": "Section 4.4.2.2, Table 4.10, p. 4.47",
          "url": "https://www.ipcc-nggip.iges.or.jp/public/2006gl/pdf/3_Volume3/V3_4_Ch4_Metal_Industry.pdf"
        }
      },
      "status": "unchecked",
      "title": "Process CO2 from anode consumption per t of primary aluminium",
      "unit": "t/t",
      "value": null
    },
    {
      "dataset": "aluminium-prebake-electrolysis",
      "expression": "emission:SO2 / product:aluminium",
      "family": "aluminium",
      "kpi": "al-so2",
      "problem": "1 to kg/t needs core's foundation.units (pip install 'cheme-as-code[units]')",
      "reference": {
        "basis": "unallocated",
        "conditions": {
          "region": "EU",
          "technology": "prebake",
          "year": 2012
        },
        "id": "bref-nfm-al-prebake-so2",
        "note": "Total of stack and roof, roof vents to the atmosphere, no wet scrubber.",
        "range": [
          10,
          25
        ],
        "source": {
          "accessed": "2026-11-05",
          "citation": "Cusano, G., Rodrigo Gonzalo, M., Farrell, F., Remus, R., Roudier, S., Delgado Sancho, L. (2017) Best Available Techniques (BAT) Reference Document for the Non-Ferrous Metals Industries. JRC Science for Policy Report EUR 28648 EN, doi:10.2760/8224",
          "kind": "bref",
          "locator": "Section 4.2.3.2.11, Table 4.13, p. 405",
          "url": "https://eippcb.jrc.ec.europa.eu/sites/default/files/2020-01/JRC107041_NFM_bref2017.pdf"
        }
      },
      "status": "unchecked",
      "title": "SO2 to air per t of primary aluminium (no wet scrubbing)",
      "unit": "kg/t",
      "value": null
    },
    {
      "dataset": "aluminium-prebake-electrolysis",
      "expression": "feed:electricity / product:aluminium",
      "family": "aluminium",
      "kpi": "al-specific-electricity",
      "problem": "kWh/kg to kWh/t needs core's foundation.units (pip install 'cheme-as-code[units]')",
      "reference": {
        "basis": "unallocated",
        "conditions": {
          "region": "US",
          "technology": "Hall-Heroult, state-of-the-art prebake to older Soederberg",
          "year": 2003
        },
        "id": "doe-2007-al-electrolysis",
        "note": "The source states total electricity use from \"less than 13\" kWh/kg for state-of-the-art plants to \"more than 20\" kWh/kg for older Soederberg plants, without generation and transmission losses; recorded at those stated bounds and converted to kWh/t.",
        "range": [
          13000,
          20000
        ],
        "source": {
          "accessed": "2026-11-05",
          "citation": "US Department of Energy, Industrial Technologies Program (2007) U.S. Energy Requirements for Aluminum Production: Historical Perspective, Theoretical Limits and Current Practices",
          "kind": "government",
          "locator": "Section 5.2, p. 25 (PDF p. 40)",
          "url": "https://www.energy.gov/sites/prod/files/2013/11/f4/al_theoretical.pdf"
        }
      },
      "status": "unchecked",
      "title": "Electricity per t of primary aluminium (potline, AC)",
      "unit": "kWh/t",
      "value": null
    }
  ],
  "chemistry": {
    "inputs": [
      {
        "chemical": "aluminium-oxide",
        "grade": null,
        "inventory_key": "feed:alumina",
        "note": "smelter-grade alumina; linked to alumina-1 (lca/mappings.yaml)",
        "role": "feedstock"
      },
      {
        "chemical": "prebaked-anode",
        "grade": null,
        "inventory_key": "feed:anode",
        "note": "net consumption; the anode plant is not modelled",
        "role": "feedstock"
      },
      {
        "chemical": "aluminium-fluoride",
        "grade": null,
        "inventory_key": "feed:aluminium-fluoride",
        "note": "bath make-up",
        "role": "feedstock"
      },
      {
        "chemical": "air",
        "grade": null,
        "note": "free; its O2 that burns the anode carbon beyond the electrolysis is feed:O2",
        "role": "feedstock"
      }
    ],
    "outputs": [
      {
        "chemical": "aluminium",
        "grade": null,
        "inventory_key": "product:aluminium",
        "note": "liquid metal tapped from the pots, before casting",
        "role": "main-product"
      },
      {
        "chemical": "carbon-dioxide",
        "grade": null,
        "inventory_key": "emission:CO2",
        "note": "process CO2 from the anode carbon",
        "role": "emission"
      },
      {
        "chemical": "sulfur-dioxide",
        "grade": null,
        "inventory_key": "emission:SO2",
        "note": "from the anode sulfur, no wet scrubber",
        "role": "emission"
      },
      {
        "chemical": "wastewater",
        "grade": null,
        "inventory_key": "output:wastewater",
        "role": "waste"
      }
    ],
    "utilities": [
      {
        "chemical": "electricity",
        "grade": null,
        "inventory_key": "feed:electricity",
        "note": "potline total AC, rectifier losses and auxiliaries included",
        "role": "utility"
      }
    ]
  },
  "description": "",
  "design_basis": null,
  "engineering": null,
  "facets": {
    "feedstock_basis": [
      "mineral",
      "fossil",
      "electricity"
    ],
    "product_classes": [
      "materials"
    ],
    "region": "EU",
    "unit_operations": [
      "electrolysis"
    ]
  },
  "families": [
    "aluminium"
  ],
  "gap_count": 5,
  "gates": null,
  "id": "aluminium-1",
  "issues": {
    "closed_count": 0,
    "list_url": "https://github.com/ChemE-as-Code/process-library/issues?q=is%3Aissue%20label%3A%22process%3Aaluminium-1%22",
    "new": {
      "action": "https://github.com/ChemE-as-Code/process-library/issues/new?template=1-action-item.yml&labels=process%3Aaluminium-1&process=aluminium-1",
      "change": "https://github.com/ChemE-as-Code/process-library/issues/new?template=4-design-change.yml&labels=process%3Aaluminium-1&process=aluminium-1",
      "hold": "https://github.com/ChemE-as-Code/process-library/issues/new?template=2-engineering-hold.yml&labels=process%3Aaluminium-1&process=aluminium-1",
      "process": "https://github.com/ChemE-as-Code/process-library/issues/new?template=6-process-development.yml&labels=process%3Aaluminium-1&process=aluminium-1",
      "tq": "https://github.com/ChemE-as-Code/process-library/issues/new?template=3-technical-query.yml&labels=process%3Aaluminium-1&process=aluminium-1",
      "tracker": "https://github.com/ChemE-as-Code/process-library/issues/new?template=7-process-tracker.yml&labels=process%3Aaluminium-1&process=aluminium-1"
    },
    "open": [],
    "open_by_gate": {},
    "open_count": 0,
    "private": false,
    "repository": "ChemE-as-Code/process-library"
  },
  "keywords": [
    "aluminium",
    "aluminum",
    "primary aluminium",
    "Hall-Heroult",
    "electrolysis",
    "smelter",
    "prebake",
    "PFPB",
    "alumina",
    "carbon anode",
    "PFC",
    "CF4",
    "C2F6",
    "anode effect"
  ],
  "lca": null,
  "lci_gaps": [
    {
      "dataset": "aluminium-prebake-electrolysis",
      "key": "feed:anode",
      "link": "technosphere",
      "type": "input"
    },
    {
      "dataset": "aluminium-prebake-electrolysis",
      "key": "feed:aluminium-fluoride",
      "link": "technosphere",
      "type": "input"
    },
    {
      "dataset": "aluminium-prebake-electrolysis",
      "key": "emission:dust",
      "link": "biosphere",
      "type": "emission"
    },
    {
      "dataset": "aluminium-prebake-electrolysis",
      "key": "output:alumina-residual",
      "link": "technosphere",
      "type": "output"
    },
    {
      "dataset": "aluminium-prebake-electrolysis",
      "key": "output:spent-pot-lining",
      "link": "technosphere",
      "type": "output"
    }
  ],
  "maintainers": [],
  "maturity": "concept",
  "preliminary": true,
  "provenance": {
    "library_commit": "a3c52e472f42fbc8cdacfeacf5ef28703c004174",
    "previews": null,
    "previews_stale": false,
    "source_commit": "a3c52e472f42fbc8cdacfeacf5ef28703c004174"
  },
  "publication": {
    "license": "CC-BY-4.0",
    "status": "public"
  },
  "references": [
    {
      "doi": "10.2760/8224",
      "title": "Cusano, G. et al. (2017) Best Available Techniques (BAT) Reference Document for the Non-Ferrous Metals Industries. JRC Science for Policy Report EUR 28648 EN, sections 4.1.3 and 4.2.3"
    },
    {
      "title": "IPCC (2006) 2006 IPCC Guidelines for National Greenhouse Gas Inventories, Vol. 3 Industrial Processes and Product Use, ch. 4 Metal Industry Emissions, section 4.4 Primary aluminium production",
      "url": "https://www.ipcc-nggip.iges.or.jp/public/2006gl/pdf/3_Volume3/V3_4_Ch4_Metal_Industry.pdf"
    },
    {
      "title": "International Aluminium Institute (2022) Life Cycle Inventory (LCI) Data and Environmental Metrics for the Primary Aluminium Industry, 2019 data: Technology Coverage (prebake share; route choice only, no value used)",
      "url": "https://international-aluminium.org/resource/2019-life-cycle-inventory-lci-data-and-environmental-metrics/"
    },
    {
      "title": "US DOE Industrial Technologies Program (2007) U.S. Energy Requirements for Aluminum Production: Historical Perspective, Theoretical Limits and Current Practices, section 5.2 (benchmark only)",
      "url": "https://www.energy.gov/sites/prod/files/2013/11/f4/al_theoretical.pdf"
    }
  ],
  "repository": {
    "access": "public",
    "path": "processes/aluminium-1",
    "url": "https://github.com/ChemE-as-Code/process-library"
  },
  "representations": [],
  "summary": "Sourced conceptual inventory per tonne of liquid primary aluminium: alumina, net anode, aluminium fluoride and electricity as midpoints of EU NFM BREF ranges; anode CO2 and SO2 by mass balance, CF4 and C2F6 by the IPCC 2006 Tier 2 slope method. Anodes bought in, no casthouse. No flowsheet; not reviewed.",
  "title": "Primary aluminium by Hall-Heroult electrolysis with point-feed prebaked anodes",
  "validation": {
    "status": "unreviewed"
  },
  "viewer": null
}
